General Exchange Act - PDFSEARCH.IO - Document Search Engine

General Exchange Act
Results: 639

#	Item
471	FORM 10−K L 3 COMMUNICATIONS HOLDINGS INC − LLL Filed: March 15, 2005 (period: December 31, 2004) Annual report which provides a comprehensive overview of the company for the past year Table of Contents Add to Reading List Source URL: l-3com.com Language: English - Date: 2011-07-21 12:57:04 Technology Government procurement in the United States United States administrative law Raytheon Securities Exchange Act Security General Electric United States Regulation S-K SEC filings United States securities law Business
472	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 15:47:06 Economy of the United States Financial Industry Regulatory Authority General Securities Representative Exam Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT NASDAQ Investment Banking Exam United States securities law Business Financial economics
473	Federal Register / Vol. 68, No[removed]Tuesday, December 16, [removed]Notices III. Discussion After careful review, the Commission finds that the proposed rule change is consistent with section 6(b) of the Act 7 in general Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-15 10:51:00 United States Securities and Exchange Commission Stock market United States securities law Self-regulatory organizations Pacific Exchange Order NYSE Arca Securities Exchange Act Market maker Economy of the United States Financial economics Investment
474	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 14:57:58 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission General Securities Principal Exam Self-regulatory organization Securities Act Regulation S-K Selling away United States securities law Financial regulation Financial system
475	FORM MLOE-1 State of Maryland Office of the Attorney General Securities Division NOTICE CLAIMING MARYLAND LIMITED OFFERING EXEMPTION (MLOE) Under The Maryland Securities Act Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2005-10-26 10:48:30 Finance Financial system 73rd United States Congress New Deal Securities Act Security Bond U.S. Securities and Exchange Commission Broker-dealer Financial economics United States securities law United States Securities and Exchange Commission
476	DTCC ISAAC MONTAL Managing Director & Deputy General Counsel Securing Today. Shaping Tomorrow. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-12 16:45:57 Finance 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Stock market Security Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Financial economics United States securities law Financial system
477	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-11 13:08:51 Financial system Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Self-regulatory organization U.S. Securities and Exchange Commission Registered representative General Securities Principal Exam NASDAQ United States securities law Financial economics Financial regulation
478	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-24 12:26:21 Financial regulation Self-regulatory organization Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Principal Exam NYSE Euronext Registered representative United States securities law Financial system Financial economics
479	Table[removed]LAND EXCHANGES FOR FISCAL YEAR 2000 Type of Exchange by State Add to Reading List Source URL: www.blm.gov Language: English - Date: 2011-06-15 11:26:49 Idaho Oregon General Mining Act Area of Critical Environmental Concern States of the United States United States Federal Land Policy and Management Act
480	SR-CHX[removed]Page 61 of 73 Exhibit 5 Additions are underlined; deleted text is [in brackets] RULES OF CHICAGO STOCK EXCHANGE, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 16:56:59 Finance Chicago Stock Exchange Securities Exchange Act Security Registered representative General Securities Representative Exam Broker-dealer Series 14 Financial Industry Regulatory Authority United States securities law Financial economics Financial system

UPDATE